Licence Considerations using Model Portfolios

Adapting your business to model portfolios can have regulatory impacts. Perhaps you are considering questions including:

• Do you choose IMA or SMA or something else ?
• Is your operating model discretionary or non-discretionary ?
• Do you want to be an MDA operator or just an external MDA adviser ?
• What support can you get from your platforms, and what do they need to do ?

Whatever you want to do, will ASIC let you ?

The workshop is presented in conjunction with Industry Expert, Brett Walker of SMART Compliance.

With almost 20 years hands-on experience in licensing, compliance and risk management Brett brings a wealth of knowledge to the table.

Brett's client based includes the spectrum of business models he will be discussing and analysing in this workshop.

Brett's goal?  To help you find the right licensing solution for your model portfolio or managed account business

This half day interactive workshop discusses in some detail some of the AFSL licensing issues associated with the offering of model portfolio based products and services however is NOT advice. Attendees should seek their own legal input and reviews.

Price - $495 (plus GST) per attendee